How Long to Read SEC's Oversight of Bear Sterns and Related Entities
By H. David Kotz
How Long Does it Take to Read SEC's Oversight of Bear Sterns and Related Entities?
It takes the average reader and 36 minutes to read SEC's Oversight of Bear Sterns and Related Entities by H. David Kotz
Assuming a reading speed of 250 words per minute. Learn more
Description
Details the results of the SEC audit on the Div. of Trading and Market's (TM) Broker-Dealer Risk Assessment program. The purpose of this program is for staff in the TM to assess the risks to registered broker-dealers that may stem from affiliated entities, including holding co. TM tracks the filing status of the 146 broker-dealers that file 17(h) documents with the SEC, but only reviews in detail the filings from six prominent firms because they have a significant number of customer accounts and they are deemed to be material firms. This audit evaluated the SEC¿s CSE program, emphasizing the SEC¿s oversight of Bear Stearns and determined whether improvements are needed in the SEC¿s monitoring of CSE firms and its admin. of the CSE program. Illus.
How long is SEC's Oversight of Bear Sterns and Related Entities?
SEC's Oversight of Bear Sterns and Related Entities by H. David Kotz is 36 pages long, and a total of 9,216 words.
This makes it 12% the length of the average book. It also has 11% more words than the average book.
How Long Does it Take to Read SEC's Oversight of Bear Sterns and Related Entities Aloud?
The average oral reading speed is 183 words per minute. This means it takes and 50 minutes to read SEC's Oversight of Bear Sterns and Related Entities aloud.
What Reading Level is SEC's Oversight of Bear Sterns and Related Entities?
SEC's Oversight of Bear Sterns and Related Entities is suitable for students ages 8 and up.
Note that there may be other factors that effect this rating besides length that are not factored in on this page. This may include things like complex language or sensitive topics not suitable for students of certain ages.
When deciding what to show young students always use your best judgement and consult a professional.
Where Can I Buy SEC's Oversight of Bear Sterns and Related Entities?
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